On July 18,2014, the U.S. Securities and Exchange Commission (SEC), Office of Inspector General (OIG), Office of Investigations (01), initiated an investigation on the basis of allegations that SEC information was leaked to Reuters, an international news agency, regarding 10 investment companies under investigation by the SEC for their “High Frequency Practices” practices.
The investigation determined that nonpublic information was included in the July 17, 2014, Reuters article. However, OIG was unable to determine which specific individual(s) improperly disclosed information to Reuters based on the March 24,2014, email regarding SEC’s on-going review of HFT practices.
https://documents.theblackvault.com/documents/SEC/14-ENF-0726-I.pdf
Follow The Black Vault on Social Media:This post was published on May 16, 2017 11:19 pm
This article was originally written in August 2024. However, additional document releases related to these…
The Department of Defense (DoD) has released 151 pages of internal records related to the…
The U.S. Department of Energy (DOE) has released a series of previously undisclosed documents confirming…
Newly released Air Force records confirm that Wright-Patterson Air Force Base (WPAFB) in Ohio experienced…
Newly released documents obtained through the Freedom of Information Act (FOIA) reveal that the U.S.…
The CIA’s history of losing or mismanaging UFO-related records continues with yet another example, this…